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Important Consumer Information:
Entrance into this website requires an acknowledgement certifying residency or business operations
within the following jurisdictions:
Illinois
Wisconsin
Holland Financial Services LLC serves U.S. based clients only. Advisory services will be rendered by the firm only after the
delivery of the firm’s disclosure brochure and the execution of an advisory agreement signed by the client and the firm.
The information contained within our website is based on data from what we believe to be reliable sources. It is intended
for prospective clients domiciled in the above referenced jurisdictions. It does not purport to be complete and should not be
construed as a basis for investment decisions. Holland Financial Services LLC may transact business only in states in which
it is registered, or in which it is excluded, or exempted from registration. No offers will be made or accepted from any individual
or entity outside the specific jurisdictions referenced unless the firm has been granted an exemption, or is in compliance with the
required registration requirements applicable to state registered investment advisor firms. Clients seeking to engage Holland Financial Services LLC
agree to adhere to the firm’s advisory agreement which shall be governed by and
construed in accordance with the laws of the state of Wisconsin, exclusive of its
choice of law rules. Each party to the advisory agreement submits to the
exclusive jurisdiction of the state and federal courts within the county of
Milwaukee in the state of Wisconsin, and waives any jurisdictional, venue, or
inconvenient forum objections to such courts. If any controversy should arise,
with respect to the firm’s delivery of service, each party agrees to first
resolve the controversy through mediation prior to initiating any alternate
method of dispute resolution.
With respect to advice rendered, it should be noted that investment strategies and portfolio holdings may differ, based on
the specific objectives, goals, needs and risk tolerance of a particular client. There can be no assurance that the recommendation
of a particular strategy or model portfolio will perform in accordance with the objectives of the client. The investment returns of
client portfolios assume the reinvestment of dividends and capital gains and are net of advisory fees, but do not take into account
income or capital gains taxes. All references to investment or composite performance are based on historical data. There can be
no assurance that this performance will continue in the future.
An investment advisory firm, broker/dealer firm, registered representative, or investment advisor representative are prohibited
from transacting business in the states, unless registration has been granted and is active or an exemption has been granted from state
investment advisor, broker/dealer, registered representative, or investment advisor representative registration requirements, as appropriate.
The legal brochure of Holland Financial Services LLC form ADV part II will be provided upon request. Prospective clients may download
a copy of this form from the website of the firm. To request a certification of status on a broker/dealer, investment advisory firm,
registered representative, or investment advisor representative, please contact the regulator of the appropriate jurisdiction.
Holland Financial Services LLC makes this website and related
services available subject to compliance with the conditions as set forth
above, and reserves the right to make any necessary modifications. There are no
warranties, expressed or implied, as to accuracy, completeness, or results
obtained from any information posted on this or any linked website. No portions
of any of the materials contained on the pages within this website are to be
reprinted or republished in any form. Trademarks, service marks, or logos used
in this website, including any pages to external links are the trademarks,
service marks, or logos of their respective owners.
To research an individual brokerage firm or broker, please refer to the following link. Research Individual Brokers or Firms
To research a registered investment advisory firm, please refer to the following link.
Research Investment Advisers (Firms Only)
Access to our website or your accounts via this website may be delayed or unavailable during periods of unusual market activity or other unforeseen disruptions.
Copyright © 2004-2010 Holland Financial Services LLC All rights reserved.
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